Post Trade & Reporting
By Zo1 author21 articles
- What is a Capital Call?
- What kind of reporting will you provide?
- What is required to complete the reporting integrations?
- What is the process to approve a fund at a custodian?
- How do you manage capital calls?
- When are capital calls due?
- How do you manage distributions?
- When can I expect to receive my K-1 and other tax documents?
- How can I get Fidelity custodian recognition after an initial transaction has occurred (i.e. capital call) in an existing fund?
- How can I get Fidelity custodian recognition for a client subscribing into a new fund?
- How do I fill out the Fidelity’s Transfer of Assets Form?
- What is subsequent close interest?
- When does Opto send reporting to custodians?
- How can I get Schwab custodian recognition after an initial transaction has occurred (ie capital call) in an existing fund?
- How does the capital call process work with custodians?
- How can I track receipt of a capital call?
- How can I transfer an investment from one entity to another? (ie individual account to a Trust)?
- When can I expect to receive quarterly statements?
- What is the process for offboarding advisory clients?
- Can an investor redeem?
- What happens if an individual passes away?