To fill out the Transfer of Assets form, complete sections 1-3, then have the client(s) sign and date section 4.
Instructions for Sections 1-3:
Top Right:
Advisor Name: RIA Firm Name
Firm G Number: Unique to every RIA Firm
Section 1.
Account Number: The client's Fidelity account number
Account owner: Name of the account in the Fund at Opto
SSN/Taxpayer id: for the above account (individual/entity)
Account type: select account type for the above account
Section 2.
Account Number and DTC: N/A
Account owner: Name of the account in the Fund at Opto
Delivering Firm Name: Name of Opto Fund
Account type: select account type for the above account
Section 3.
Check the first 2 boxes in Section A.
Security Name or symbol: CUSIP
# of shares: ALL